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Compliance Officer Jobs
10 matches | 1 - 10 displayed
1
date
location
job detail
Jan 30,2016
USA-NY-New York City
Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Oct 09,2018
USA-NY-New York City
Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Oct 09,2018
USA-MA-Boston
Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018
USA-NY-New York City
Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018
USA-MA-Boston
Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Sep 20,2018
USA-NY-New York City
Compliance Attorney /Code of Ethics Officer-NYC
Compliance Attorney /Code of Ethics Officer-NYC
Meridian Legal Search
?
New York
NY
Job #736371408
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Sep 22,2018
USA-CA-Woodland Hills
Chief Compliance Officer
Job Location:
Woodland Hills, CA
Chief Compliance Officer - Innovate, Elevate, Transform!
Summary:
Our firm has been retained to fill an exciting and challenging Chief Compliance Officer position. Our client, a dynamic, progressive managed care organization is looking to enhance their existing Compl
Oct 02,2018
USA-CA-Los Angeles
Compliance Officer
The Compliance professional will report to a senior member of the Institutional Compliance team based in Santa Monica and will be primarily responsible for advising on key regulatory issues associated with marketing, distribution and client services' activities worldwide, specifically related to sep
Oct 07,2018
USA-GA-Atlanta
VP Compliance Officer
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Large client bank in Atlanta is seeking a VP Compliance Officer for their Corporate & Investment Banking group. Midtown Atlanta location, fast paced environment with excellent growth opportunity. Must have 8 years of experience in compliance including BSA, AML, KY
Oct 08,2018
USA-CA-Los Angeles
Chief Compliance Officer
Job Location:
Los Angeles, CA
Chief Compliance Officer - Innovate, Elevate, Transform!
Summary:
Our firm has been retained to fill an exciting and challenging Chief Compliance Officer position. Our client, a dynamic, progressive managed care organization is looking to enhance their existing Complian
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