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Compliance Officer Jobs
15 matches | 1 - 15 displayed
1
date
location
job detail
Jan 30,2016
USA-NY-New York City
Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Feb 05,2020
USA-OR-Portland
VP General Counsel & Chief Compliance Officer
\n\nJob Description\nTo support our company?s rapid growth, the Chief Financial Officer/Chief Operating Officer is seeking a stellar VP, General Counsel/Chief Compliance Officer to be responsible for the development and execution of legal and compliance functions. This senior leadership role wil
Feb 05,2020
USA-OH-Attica
Chief Legal Counsel & Compliance Officer
Job Description\nResponsible for advising the Bank regarding legal, compliance, and bank regulatory issues for the Bank's business and operations, including Company's growing payments line of business. Qualifications:Education: JD.Licenses/Certifications: Active license to
Feb 05,2020
USA-NJ-Atlantic City
Chief Compliance Officer
Job Description\nThe Chief Compliance Officer (CCO) is responsible for the daily operations of the approved compliance review and reporting system in accordance with the N.J.A.C. 13:69C-8:8 and ensuring the integrity of Ocean Casino Resort?s property-wide compliance efforts. This role will repo
Mar 14,2020
USA-NY-New York City
Compliance Manager - Broker/Dealer
Job Description\nRESPONSIBILITIES:Kforce's client, a broker/dealer headquartered in New York, NY, is seeking a Trade Surveillance Associate for their Manhattan office. This is a company with tremendous stability and growth, and it has a track record of offering both to their employees over the past
Mar 30,2020
USA-FL-Miami
Compliance Manager
Job Description\nRESPONSIBILITIES:Kforce has a client seeking a Compliance Manager in Miami, FL.\r\n\r\nMain Duties and Responsibilities:\r\n Monitor transactions and review alerts to identify potential suspicious activity within a given timeframe\r\n Identify patterns and trends consistent with mon
Apr 06,2020
USA-CA-Los Angeles
Chief Compliance Officer
Job Description\nAgainst this backdrop, RBC and Company seek a Chief Compliance Officer (CCO), reporting to the RBC U.S. Chief Compliance Officer, who will be responsible for driving and overseeing an enterprise compliance program within the Bank that is integrated and aligned with the rest of RBC's
Apr 06,2020
USA-IL-Batavia
Compliance Manager
Job Description\nRef ID: 01300 [ Phone number blocked ] Classification: Human Resources (HR) ManagerCompensation: $120000.00 to $129000.00 yearlyNewly created Compliance/Operations Manager for a large firm in Batavia. This role reports to the Direct of Human Resources. Duties and responsibilities wi
Apr 14,2020
USA-LA-Baton Rouge
BONS COMPLIANCE MANAGER (PROGRAM MANAGER 1-A DHH)
Job Details
BONS COMPLIANCE MANAGER (PROGRAM MANAGER 1-A DHH)
This listing closes on 4/25/2020 at 11:59 PM Central Time (US & Canada).
Salary
$26.71 - $52.56 Hourly $4,630.00 - $9,110.00 Monthly
$4,630.00 - $9,110.00 Monthly
Location
Baton Rouge, LA
Baton Rouge, LA
Job Type
Classified
Department
LDH
Apr 29,2020
USA-NY-New York City
Compliance Officer Regulatory
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003eThe right candidate will support the consumer regulatory compliance functions and support the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across various l
Apr 29,2020
USA-FL-Orlando
Contracts and Compliance Manager
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003e\u003cb\u003ePOSITION PURPOSE\u003c/b\u003e\u003c/p\u003e\r\u003cp\u003eUnder supervision of the CEO the Contracts and Compliance Manager will oversee the contracts department while running and enhancing a companywide compliance
Compliance Paralegal - Manager - *Remote*
Location
Buffalo
NY
Employment Type
Temporary
Job Category
Administrative & Clerical
, Legal
, Management
*REMOTE OPPORTUNITY* - In Buffalo, NY, our client - major leading energy company with national offices - is searching for a Compliance Paralegal (w/ energy-sector experience) to work for a con
Jun 09,2020
USA-OK-Enid
Compliance Officer
Job Description
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing,
Jun 15,2020
USA-NY-New York City
Compliance Manager - Broker/Dealer
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003e\u003cstrong\u003eRESPONSIBILITIES:\u003c/strong\u003e\u003c/p\u003eKforce's client, a broker/dealer headquartered in New York, NY, is seeking a Compliance Officer for their Manhattan office. This is a company with tremendous sta
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