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Compliance Officer Jobs

14 matches | 1 - 14 displayed
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date  location  job detail
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Oct 21,2017 USA-MA-Boston In-house Chief Compliance Officer - Biopharma
In-House Chief Compliance Officer - Biopharma
The candidate must have 10+ years of extensive in-house compliance experience for high-visibility leadership role.
Oct 28,2017 USA-NY-New York City Senior Municipal Finance Compliance Officer
Senior Municipal Finance Compliance Officer
The candidate will provide advice to the municipal bankers and underwriters on topics such as the municipal advisor rules, due diligence requirements, RFPs, etc. participate on capital commitment and other committees; educate the firm on regulatory develo
Nov 05,2017 USA-NY-New York City Chief Compliance Officer - Funds Company
Chief Compliance Officer - Funds Company
The candidate will report to GC, direct contact with CEO, supervise 5, including DepCCO. Will manage, implement, develop and enforce all company and fund compliance policies, procedures and framework required to ensure they operate in full accordance with th
Dec 07,2017 USA-TX-Dallas Chief Compliance Officer
Chief Compliance Officer
The candidate will design and implement Compliance policies and programs. Will analyze Risk portfolio and adjust Insurance policies to minimize risk. Monitor governmental laws and regulations affecting business operations. Advise management on key issues regarding complianc
Jan 06,2018 USA-NY-New City Chief Compliance Officer/counsel
Chief Compliance Officer/counsel
The candidate should have excellent academic credentials
Jan 07,2018 USA-CO-Denver GDPR Compliance Attorney / Officer
GDPR Compliance Attorney / Officer
The candidate duties will include auditing and identifying potential issues. Should have 20+ years of experience. Expertise in GDPR EU regulations, FCPA, and/or data protection are required.
Jan 27,2018 USA-NY-New York City PED Compliance Officer / Attorney
PED Compliance Officer / Attorney
The candidate must have excellent academic credentials.
Jan 25,2018 USA-MA-Cambridge Chief Compliance Officer
Primary Role / Job Purpose
The Chief Compliance Officer is responsible for the development, implementation, and oversight of the Company?s compliance program. The successful candidate will partner with the Company leadership team and operating units to ensure organizational compliance with applicabl
Jan 31,2018 USA-FL-West Jacksonville Senior Compliance Officer - Military veterans preferred
Terrific opportunity for a compliance professional with privacy and healthcare experience!! Kelly Legal Managed Services is actively recruiting for a Senior Compliance Officer for our corporate client located in Jacksonville, FL. This is a long-term contract opportunity.\u00a0\r\n\u00a0\r\nSenior Co
Jan 29,2018 USA-FL-West Jacksonville Senior Compliance Officer
Terrific opportunity for a compliance professional with privacy and healthcare experience!! Kelly Legal Managed Services is actively recruiting for a Senior Compliance Officer for our corporate client located in Jacksonville, FL. This is a long-term contract opportunity. 
Senior Compliance Officer
Jan 27,2018 USA-NY-New York City Regulatory Inquiries Compliance Officer
Regulatory Inquiries Compliance Officer
The candidate will work under the direction of the CCO(s) and the Firm?s Legal Department to handle internal regulatory filings and perform administrative due diligence related to inquiries and examinations. Will submit accurate, complete and timely responses
Feb 12,2018 USA-NY-New York City Compliance Officer
Compliance Officer
The candidate should be experienced Analyst/Associate.
Feb 12,2018 USA-NY-New York City Associate / VP Commodities Compliance Officer
Associate / VP Commodities Compliance Officer
The candidate must have excellent academic credentials.
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