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Compliance Officer Jobs
17 matches | 1 - 17 displayed
1
date
location
job detail
Jan 30,2016
USA-NY-New York City
Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Dec 27,2019
USA-GA-Atlanta
Real Estate Compliance Manager
\n\nJob Description\nJob Description\rOur client, a growing real estate company has an immediate need for a Real Estate Compliance Manager. This is a leadership position and will have 2 or 3 direct reports. Ideal candidate will be an Attorney or Sr. Paralegal with extensive experience in residential
Dec 27,2019
USA-GA-Atlanta
Real Estate Compliance Manager
\n\nJob Description\nJob Description\rOur client, a growing real estate company has an immediate need for a Real Estate Compliance Manager. This is a leadership position and will have 2 or 3 direct reports. Ideal candidate will be an Attorney or Sr. Paralegal with extensive experience in residential
Jan 02,2020
USA-TX-Irving
Chief Compliance Officer Corporate Counsel
\n\nJob Description\nResponsibilitiesThe Chief Compliance Officer (CCO), Corporate Counsel will provide day-to-day and strategic oversight and management of the Company compliance program. This position will design and implement an effective compliance program along with providing technical and pr
Jan 02,2020
USA-TX-Irving
Chief Compliance Officer Corporate Counsel
\n\nJob Description\nResponsibilitiesThe Chief Compliance Officer (CCO), Corporate Counsel will provide day-to-day and strategic oversight and management of the Company compliance program. This position will design and implement an effective compliance program along with providing technical and pr
Jan 02,2020
USA-PA-Philadelphia
compliance officer
job description
job summary:
A Premier Philadelphia based bank is looking to identify candidates with a background in compliance to join their internal team for a 3-4 month consulting contract
location: Philadelphia, Pennsylvania
job type: Contract
work hours: 9 to 5
education: Bachelor's degree
exp
Jan 02,2020
USA-PA-Philadelphia
compliance officer
job description
job summary:
A Premier Philadelphia based bank is looking to identify candidates with a background in compliance to join their internal team for a 3-4 month consulting contract
location: Philadelphia, Pennsylvania
job type: Contract
work hours: 9 to 5
education: Bachelor's degree
exp
Jan 07,2020
USA-CA-Pasadena
Chief Compliance Officer
\n\nJob Description\nDescription: The Chief Compliance Officer (CCO) for Company School of Medicine is responsible for the development, implementation and on-going management of an effective ethics and compliance program to fulfill the School of Medicine-s needs and to meet regulatory requirements.
Jan 07,2020
USA-CA-Pasadena
Chief Compliance Officer
\n\nJob Description\nDescription: The Chief Compliance Officer (CCO) for Company School of Medicine is responsible for the development, implementation and on-going management of an effective ethics and compliance program to fulfill the School of Medicine-s needs and to meet regulatory requirements.
Jan 09,2020
USA-OK-Tulsa
Sr. Compliance Officer
Job Description
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing,
Jan 09,2020
USA-OK-Oklahoma City
Sr. Compliance Officer
Job Description
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing,
Jan 09,2020
USA-OK-Tulsa
Sr. Compliance Officer
Job Description
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing,
Jan 09,2020
USA-OK-Oklahoma City
Sr. Compliance Officer
Job Description
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing,
Jan 10,2020
USA-OK-Enid
Compliance Officer
Job Description
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing,
Jan 10,2020
USA-OK-Enid
Compliance Officer
Job Description
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing,
Jan 10,2020
USA-OK-Enid
Compliance Officer Job
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing, generate report
Jan 10,2020
USA-OK-Enid
Compliance Officer Job
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing, generate report
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